AMENDED AND RESTATED JOINT INSURANCE AGREEMENTJoint Insurance Agreement • January 28th, 2022 • Lee Financial Mutual Fund, Inc. • Hawaii
This Amended and Restated Joint Insurance Agreement (the “Agreement”), dated as of January 27, 2021, is by and among Lee Financial Mutual Fund, Inc., which includes the portfolios listed on Schedule A (the “Fund”), Lee Financial Group Hawaii, Inc. (the “Adviser”), Lee Financial Securities, Inc. (the “Distributor”) and Lee Financial Recordkeeping, Inc. (the “Transfer Agent”).
LEE FINANCIAL MUTUAL FUND, INC. SECOND AMENDED AND RESTATED ADMINISTRATIVE AGREEMENTAdministrative Agreement • January 28th, 2022 • Lee Financial Mutual Fund, Inc. • Hawaii
ADMINISTRATIVE AGREEMENT made this 27th day of October, 2021, by and between Lee Financial Mutual Fund, Inc., a Maryland corporation, (the “Corporation”) for the Hawaii Municipal Fund series, and Lee Financial Group Hawaii, Inc., a Hawaii corporation (the “Administrator”). All references to any series of the Corporation will be called the “Fund” unless expressly noted otherwise.
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • January 28th, 2022 • Lee Financial Mutual Fund, Inc. • Wisconsin
THIS SUB-ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this 1st day of November, 2021, by and between Lee Financial Group Hawaii, Inc., a Hawaii corporation (the “Administrator”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Sub-Administrator”).
