ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 30th, 2022 • ALPS ETF Trust • New York
AGREEMENT, dated as of February 16, 2022 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, Brown Brothers Harriman & Co., through a separately identifiable department known as the Brown Brothers Harriman Mutual Fund Advisory Department, a New York limited partnership (the “Sub-Adviser”), having its principal place of business at 140 Broadway, New York, New York, 10005, and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
ALPS ADVISORS, INC.ALPS ETF Trust • March 30th, 2022
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) with the Trust to waive 0.19% of its annual advisory fee (exclusive of acquired fund fees and expenses, interest expenses, distribution fees or expenses, brokerage expenses, taxes and extraordinary expenses such as litigation and other expenses not incurred in the ordinary course of the Fund’s business) payable by the Trust on behalf of the Fund.
Amendment No. 9 to Investment Advisory AgreementInvestment Advisory Agreement • March 30th, 2022 • ALPS ETF Trust
This Amendment No. 9, dated February 24, 2022 (this “Amendment”), to the Investment Advisory Agreement dated May 31, 2018 (the “Agreement”), as amended, by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
