AMENDED EXPENSE WAIVER AGREEMENTExpense Waiver Agreement • July 27th, 2023 • Tributary Funds, Inc.
THIS AGREEMENT, dated as of August 1, 2023, is made and entered into by and between Tributary Funds, Inc. (the “Company”), on behalf of the investment series set forth on Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”), and Tributary Capital Management, LLC (the “Adviser”).
FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 27th, 2023 • Tributary Funds, Inc.
THIS APPORTIONMENT AGREEMENT (the “Agreement”) is made as of June 6, 20123, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the “Company”), on behalf of the Tributary Small Company Fund, Tributary Balanced Fund, Tributary Short/Intermediate Bond Fund, Tributary Income Fund and Tributary Nebraska Tax-Free Fund (each, a “Fund” and collectively, the “Funds”), (2) Tributary Capital Management, LLC, a Colorado limited liability company (“Tributary”), and (3) First National Advisers, LLC, a Nebraska limited liability company having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154 (“FNA”).
SCHWAB MUTUAL FUND MARKETPLACE AGREEMENT (No Load and Load Waived Shares)Schwab Mutual Fund Marketplace Agreement • July 27th, 2023 • Tributary Funds, Inc. • California
This Schwab Mutual Fund Marketplace Agreement (“Agreement”) is made as of April 18, 2023, between Charles Schwab & Co., Inc. (“Schwab”), a California corporation, and each registered investment company (“Fund Company”) listed on Schedule I-A hereto, on its own behalf and on behalf of each of its series or classes of shares (“Fund(s)”) listed on Schedule I-B hereto, as amended from time to time, and Tributary Capital Management, LLC (“Fund Affiliate”). Fund Company and Fund Affiliate are collectively referred to herein as “Fund Parties.”
FEE WAIVER AGREEMENT Tributary Funds, Inc. Kansas City, MO 64141Fee Waiver Agreement • July 27th, 2023 • Tributary Funds, Inc.
This Fee Waiver Agreement (this “Agreement”) is entered into as of the date first set forth above between Tributary Funds, Inc. (the “Company”), on behalf of its series set forth in Exhibit A hereto (each, a “Fund” and together, the “Funds”), and Atlantic Fund Administration, LLC, a wholly owned subsidiary of Apex Group Ltd. doing business as Apex Fund Services (“Apex”), on the following terms:
