INVESTMENT MANAGER AGREEMENT AMENDMENTInvestment Manager Agreement • January 29th, 2024 • City National Rochdale Funds
This AMENDMENT AGREEMENT made as of June 27, 2023, by and between City National Rochdale, LLC, a limited liability company organized under the laws of the state of Delaware (the "Adviser"), Alcentra Limited, a limited liability company organized under the laws of the England and Wales (“Alcentra UK”), and Alcentra NY, LLC, a limited liability company organized under the laws of the state of Delaware (“Alcentra NY,” and together with Alcentra UK, the “Investment Managers” and each, an “Investment Manager”), on behalf of the City National Rochdale Fixed Income Opportunities Fund (the “Fund”), a series of City National Rochdale Funds:
twelfth AMENDMENT TO LOAN AGREEMENTLoan Agreement • January 29th, 2024 • City National Rochdale Funds
THIS TWELFTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 6th day of September, 2023 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and CITY NATIONAL ROCHDALE FUNDS, a Delaware statutory trust (the “Trust”), not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or “Borrowing Fund” and collectively the “Borrowers” or “Borrowing Funds”), and with its address at 400 North Roxbury Drive, Beverly Hills, California, 90210.
JOINDER TO ORIGINATION AGREEMENTOrigination Agreement • January 29th, 2024 • City National Rochdale Funds • New York
THIS JOINDER (this "Joinder") to the Life Settlement Policies Origination Agreement (the "Origination Agreement") by and between City National Rochdale Alternative Total Return Fund LLC (f/k/a Rochdale Alternative Total Return Fund LLC), a Delaware limited liability company (the "Purchaser") and Financial Life Services, LLC, a Delaware limited liability company, (the "Provider"), is made and entered into as of October 1, 2013 (the "Effective Date") by and between City National Rochdale Fixed Income Opportunities (Ireland) Limited, a company organized under laws of Ireland (the "Subsidiary"), City National Rochdale Funds, a Delaware statutory trust (the "Trust"), on behalf of City National Rochdale Fixed Income Opportunities Fund ("FIOF"), a series of the Trust and the sole shareholder of the Subsidiary ("FIOF"), the Purchaser and the Provider. Capitalized terms used herein but not otherwise defined shall have the meanings set forth in the Origination Agreement.
AMENDMENT No. 5 TO amended and restated ADMINISTRATION AGREEMENTAdministration Agreement • January 29th, 2024 • City National Rochdale Funds • Delaware
THIS AMENDMENT TO THE AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Amendment”), effective as of the 11 day of December, 2023 (the “Amendment Effective Date”) is entered into by and between City National Rochdale Funds (formerly known as CNI Charter Funds) (the “Trust”), City National Rochdale Fixed Income Opportunities (Ireland) Limited, a private company organized under the laws of Ireland (the “Subsidiary”) and wholly owned subsidiary of City National Rochdale Fixed Income Opportunities Fund, which is a Portfolio of the Trust, CNR FIOF Investments (Ireland) Limited, a private company organized under the laws of Ireland (“CNR FIOF Ireland”) and SEI Investments Global Funds Services (“Administrator”).
