Recordkeeping AgreementRecordkeeping Agreement • July 24th, 2024 • Tributary Funds, Inc. • New York
By and Among Pershing LLC (“Pershing”), Tributary Funds, Inc. on behalf of the funds listed on attached Schedule A (“Funds”) and Northern Lights Distributors, LLC (“Fund Agent”)
Addendum to Recordkeeping AgreementRecordkeeping Agreement • July 24th, 2024 • Tributary Funds, Inc.
This Addendum No. 1 (“Addendum”) to the Pershing LLC Recordkeeping Agreement (“Agreement”) dated May 19, 2023, is entered into effective August 11, 2023 (“Effective Date”), by and among Tributary Funds, Inc. (the “Trust”), on behalf of each of the funds listed on Schedule I attached hereto (each a “Fund” and collectively, “Funds”), Northern Lights Distributors, LLC (“Fund Agent”), Tributary Capital Management, LLC (“Adviser”), and Pershing LLC, a Delaware limited liability company (“Recordkeeping Agent”). This Addendum supplements and is part of the Agreement. The parties acknowledge that the Funds will not be available in FundVest Institutional (as defined below) until the completion of certain operational processes.
AMENDED EXPENSE WAIVER AGREEMENTExpense Waiver Agreement • July 24th, 2024 • Tributary Funds, Inc.
THIS AGREEMENT, dated as of August 1, 2024, is made and entered into by and between Tributary Funds, Inc. (the “Company”), on behalf of the investment series set forth on Schedule A attached hereto (each, a “Fund,” and collectively, the “Funds”), and Tributary Capital Management, LLC (the “Adviser”).
Revenue Sharing AgreementRevenue Sharing Agreement • July 24th, 2024 • Tributary Funds, Inc.
This agreement is made effective the 1st of April, 2023 between First National Advisers, LLC dba Private Wealth Reserve (“PWR”) and Tributary Capital Management, LLC (“Tributary”).
Revenue Sharing AgreementRevenue Sharing Agreement • July 24th, 2024 • Tributary Funds, Inc.
This agreement is made effective the 1st of April, 2023 between First National Bank of Omaha (“FNBO”) and Tributary Capital Management, LLC (“Tributary”).
THIRD AMENDMENT TO FUND ACCOUNTING AND CO-ADMINISTRATION SERVICES AGREEMENTAdministration Services Agreement • July 24th, 2024 • Tributary Funds, Inc. • Nebraska
THIS THIRD AMENDMENT TO THE FUND ACCOUNTING AND CO-ADMINISTRATION SERVICES AGREEMENT (this “Amendment”) is effective as of June 4, 2024 and is made by and between Tributary Funds, Inc., a Nebraska corporation (the “Company”) and Atlantic Fund Administration, LLC (d/b/a Apex Fund Services), a Delaware limited liability company (“AFS”).
