investment ADVISORY AGREEMENTInvestment Advisory Agreement • November 8th, 2024 • 2023 ETF Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this [DATE] of 2024, by and between The 2023 ETF Series Trust (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Pacific Capital Partners Limited (the “Adviser”), a limited company organized under the laws of England and Wales, with the Adviser’s principal place of business at 74 Wigmore Street, London, England, W1U 2SQ.
SERVICES AGREEMENT THE 2023 ETF SERIES TRUST and CITI FUND SERVICES OHIO, INC. and CITIBANK, N.A.Services Agreement • November 8th, 2024 • 2023 ETF Series Trust • New York
THIS SERVICES AGREEMENT is made on November 5, 2024, by and among The 2023 ETF Series Trust (the “Client”), Citi Fund Services Ohio, Inc. (“CFSO”), and Citibank, N.A. (“Citibank”, together with CFSO, the “Service Provider” or “Citi” and, with the Client, the “Parties” or individually, a “Party”). If more than one Client has signed this Agreement, this Agreement shall be considered a separate agreement between the Service Provider and each Client, and no Client shall be (i) liable for the obligations of any other Client or (ii) entitled to the benefits conferred under this Agreement on any other Client.
SUBADVISORY AGREEMENTSubadvisory Agreement • November 8th, 2024 • 2023 ETF Series Trust • Delaware
WHEREAS, pursuant to authority granted to the Adviser by the Board of Trustees (the “Board”) of The 2023 ETF Series Trust (the “Trust”), a Delaware statutory trust registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each series set forth on Schedule A to this Agreement (each, a “Fund,” and, collectively, the “Funds”), and pursuant to the provisions of the Investment Advisory Agreement, dated as of [DATE], 2024, by and between the Adviser and the Trust (the “Management Agreement”), the Adviser has selected the Subadviser to act as sub-investment adviser of each Fund and to provide certain related services, as more fully set forth below, and to perform these services under the terms and conditions hereinafter set forth; and
GLOBAL CUSTODIAL SERVICES AGREEMENTCustodial Services Agreement • November 8th, 2024 • 2023 ETF Series Trust • New York
THIS GLOBAL CUSTODIAL SERVICES AGREEMENT is made on October 9, 2024, by and among The 2023 ETF Series Trust, a Delaware Statutory Trust (the “Trust”)on behalf of each series listed on Schedule I of this Agreement as may be amended from time to time (each, a “Fund” and all such series and the Trust collectively, the “Client”), and Citibank, N.A. acting through its offices or branch located New York (the “Custodian”).
