ASSUMPTION AGREEMENT AGREEMENT made as of April 28, 2017 between Principal Management Corporation ("PMC") and Principal Global Investors, LLC ("PGI"), each an indirect, wholly-owned subsidiary of Principal Financial Group, Inc. WHEREAS, Principal...Assumption Agreement • August 29th, 2017 • Principal Exchange-Traded Funds
Contract Type FiledAugust 29th, 2017 Company
ASSUMPTION AGREEMENT AGREEMENT made as of April 28, 2017 between Principal Management Corporation ("PMC") and Principal Global Investors, LLC ("PGI"), each an indirect, wholly-owned subsidiary of Principal Financial Group, Inc. WHEREAS, Principal...Assumption Agreement • August 29th, 2017 • Principal Exchange-Traded Funds
Contract Type FiledAugust 29th, 2017 Company
PRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective May 9, 2017, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the "Fund") on behalf of each series...Management Agreement • August 29th, 2017 • Principal Exchange-Traded Funds
Contract Type FiledAugust 29th, 2017 CompanyPRINCIPAL EXCHANGE-TRADED FUNDS AMENDED AND RESTATED MANAGEMENT AGREEMENT AGREEMENT to be effective May 9, 2017, by and between PRINCIPAL EXCHANGE-TRADED FUNDS, a Delaware statutory trust (hereinafter called the "Fund") on behalf of each series identified on Schedule 1 attached hereto, as may be amended from time to time (each, a "Series"), and PRINCIPAL GLOBAL INVESTORS, LLC, a Delaware Limited Liability Company (hereinafter called the "Manager"). W I T N E S S E T H: WHEREAS, The Fund has furnished the Manager with copies properly certified or authenticated of each of the following: (a) Agreement and Declaration of Trust of the Fund; (b) Bylaws of the Fund as adopted by the Board of Trustees; and (c) Resolutions of the Board of Trustees of the Fund selecting the Manager as investment adviser for each Series and approving the form of this Agreement with respect to each such Series; and WHEREAS, The Fund desires to retain the Manager to provide investment management services to each Se