COMMON SHARE PURCHASE WARRANT NEPTUNE WELLNESS SOLUTIONS INC.Common Share Purchase Warrant • September 15th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
THIS COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_________________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on May 15, 2028 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Neptune Wellness Solutions Inc., a company incorporated under the law of the Province of Quebec (the “Company”), up to [______] common shares, without par value (the “Common Shares”) (as subject to adjustment hereunder, the “Warrant Shares”). This Warrant is one of the Warrants to purchase Common Shares (the “Warrants”) issued pursuant to the Purchase Agreement (as defined below).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 15th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September [ ], 2023, between Neptune Wellness Solutions Inc., a corporation incorporated under the Business Corporations Act (Québec) (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PREFUNDED COMMON SHARE PURCHASE WARRANT NEPTUNE WELLNESS SOLUTIONS INC.Prefunded Common Share Purchase Warrant • September 15th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
THIS PREFUNDED COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_________________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”), but not thereafter, to subscribe for and purchase from Neptune Wellness Solutions Inc., a company incorporated under the law of the Province of Quebec (the “Company”), up to [______] common shares, without par value (the “Common Shares”) (as subject to adjustment hereunder, the “Warrant Shares”). This Warrant is one of the Prefunded Warrants to purchase Common Shares (the “Prefunded Warrants”) issued pursuant to the Purchase Agreement (as defined below).
THIRD AMENDMENT TO NOTE PURCHASE AGREEMENTNote Purchase Agreement • September 15th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • New York
This THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT (this “Amendment”), dated as of September 8, 2023 (the “Third Amendment Effective Date”), is entered into by and among Neptune Wellness Solutions Inc., a corporation incorporated under the Business Corporations Act (Québec) and domiciled in Canada (the “Company”), Neptune Growth Ventures, Inc., a Delaware corporation (“NGV”), Sprout Foods, Inc., a Delaware corporation (“Sprout”), CCUR Holdings, Inc., a Delaware corporation, as collateral agent (in such capacity, “Collateral Agent”) and a Purchaser, and the other Purchasers party hereto.
