0001413042-19-000073 Sample Contracts
MANAGEMENT AGREEMENT CASTLE TANDEM FUNDManagement Agreement • March 14th, 2019 • PFS Funds • Massachusetts
The Trust has been organized to engage in the business of an open-end management investment company. You have been selected to act as the sole investment manager of the Castle Tandem Fund (the “Fund”) and to provide certain other services, as more fully set forth below, and you are willing to act as such investment manager and to perform such services under the terms and conditions hereinafter set forth. Accordingly, the Trust agrees with you as follows effective upon the date of the execution of this Agreement.
Standard Contracts
SERVICES AGREEMENT CASTLE TANDEM FUNDServices Agreement • March 14th, 2019 • PFS Funds • Massachusetts
AGREEMENT dated as of March 14, 2019, between PFS Funds (the “Trust”), a Massachusetts business trust, and Castle Investment Management, LLC (the “Adviser”), a Virginia Limited Liability Company.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 14th, 2019 • PFS Funds • Massachusetts
THIS AGREEMENT is made as of March 14, 2019, by and between Castle Investment Management, LLC, a Virginia limited liability company (the “Advisor”), and Tandem Investment Advisors, Inc., a Virginia corporation (the “Sub-Advisor”), on behalf of the series of the PFS Funds (the “Trust”) now or hereafter identified on Schedule A (the “Fund”).
Letter Agreement Castle Tandem FundServices Agreement • March 14th, 2019 • PFS Funds
Pursuant to a Services Agreement dated as of March 14, 2019, between PFS Funds (the “Trust”), a Massachusetts business trust, and Castle Investment Management, LLC (the “Adviser”), the Adviser receives an additional fee of 0.58% and is obligated to pay the operating expenses of the Fund excluding management fees, brokerage fees and commissions, 12b-1 fees, taxes, borrowing costs (such as (a) interest and (b) dividend expenses on securities sold short), the cost of acquired funds and extraordinary expenses.
Mutual Shareholder Services, LLC 8000 Town Centre Dr, Ste 400 Broadview Heights, OH 44117 ACCOUNTING SERVICES AGREEMENT & TRANSFER AGENT AGREEMENTAccounting Services Agreement & Transfer Agent Agreement • March 14th, 2019 • PFS Funds
