TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • January 29th, 2021 • Neiman Funds • New York
THIS AGREEMENT is made as of January 7, 2021, between Neiman Funds (the “Trust” and/or Investment Company ”IC”, or “Fund”), a Ohio business Trust/IC, AC Funds, LLC, the Registered Investment Advisor (the “RIA”) a Delaware limited liability company, and Arbor Court Capital (“ACC”), a limited liability company organized and existing under the laws of the State of Ohio.
INVESTMENT SUB-ADVISORY AGREEMENT NEIMAN FUNDSInvestment Sub-Advisory Agreement • January 29th, 2021 • Neiman Funds • Ohio
THIS AGREEMENT is made as of January 7, 2021, by and between AC Funds, LLC (the "Adviser") and Advisors Capital Management, LLC (the "Sub-Adviser”), on behalf of those series of Neiman Funds (the “Trust”), an Ohio business trust, now or hereafter identified on Schedule A (each a "Fund" and collectively, the "Funds").
MANAGEMENT AGREEMENTManagement Agreement • January 29th, 2021 • Neiman Funds • New York
The Trust has been organized to engage in the business of an investment company. The Trust currently offers multiple series of shares to investors, that include, shares of the Advisors Capital US Dividend Fund, Advisors Capital Small/Mid Cap Fund, Advisors Capital Tactical Fixed Income Fund (each a “Fund” and together the “Funds”).
ADMINISTRATIVE SERVICE CONSULTANT AGREEMENTAdministrative Service Consultant Agreement • January 29th, 2021 • Neiman Funds • New York
Agreement dated as of January 7, 2021 between Neiman Funds (the “Trust”), an Ohio business trust (herein referred to as the "Trust"), and Neiman Funds Management, LLC, a Wyoming limited liability company ("NFM"), and AC Funds, LLC, a Delaware limited liability company (the “Advisor”).
