ContractWarrant Agreement • March 13th, 2014 • Imageware Systems Inc • Services-prepackaged software • California
Contract Type FiledMarch 13th, 2014 Company Industry JurisdictionTHIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF COUNSEL THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
AMENDMENT TO CONVERTIBLE PROMISSORY NOTEConvertible Promissory Note • March 13th, 2014 • Imageware Systems Inc • Services-prepackaged software • California
Contract Type FiledMarch 13th, 2014 Company Industry JurisdictionThis Amendment to Convertible Promissory Note (the “Amendment”) is entered into as of March 12, 2014 by and between ImageWare Systems, Inc., a Delaware corporation (the “Company”), and Neal I. Goldman, or his registered assigns (“Holder”). Unless otherwise specified herein, all capitalized terms set forth in this Amendment shall have the meanings ascribed to them in the Note.