FORUM ETF TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 2nd, 2014 • Forum ETF Trust • New York
AGREEMENT made as of December 30, 2013, by and between Forum ETF Trust, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and Merk Investments LLC, a California limited liability company, with its principal office and place of business at 2672 Bayshore Parkway, Suite 1001, Mountainview, California 94043 (the “Adviser”) and, solely for purposes of Section 6(e) hereof, Forum Investment Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Investment Manager”).
FORUM ETF TRUST COMPLIANCE AGREEMENTCompliance Agreement • January 2nd, 2014 • Forum ETF Trust • New York
AGREEMENT made as of June 7, 2013, by and between Forum Investment Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Investment Manager”) and Merk Investments LLC, a California limited liability company, with its principal office and place of business at 2672 Bayshore Parkway, Suite 1001, Mountainview, California 94043 (the “Adviser”).
FORUM ETF TRUST INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 2nd, 2014 • Forum ETF Trust • New York
AGREEMENT made as of December 30, 2013 by and between Forum ETF Trust, a Delaware statutory trust, with its principal office and place of business at Three Canal Plaza, Suite 600, Portland, Maine 04101 (the “Trust”), and Forum Investment Advisors, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (the “Investment Manager”).
IA Letterhead]Contractual Waivers and Reimbursements • January 2nd, 2014 • Forum ETF Trust
This agreement can only be terminated or amended upon the approval of the Trust’s Board of Trustees and is automatically terminated if the Adviser’s investment advisory agreement is terminated.
