INDEMNIFICATION AGREEMENTIndemnification Agreement • July 21st, 2017 • Tributary Funds, Inc. • Nebraska
This Indemnification Agreement (this "Agreement") is made and entered into this 21st day of February, 2017 between Tributary Funds, Inc., a Nebraska corporation (the "Company"), and Brittany A. Fahrenkrog ("Indemnitee"), a director of the Company.
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 OPERATING AGREEMENTOperating Agreement • July 21st, 2017 • Tributary Funds, Inc. • New York
This Operating Agreement (the "Agreement") is made effective as of this 18th day of May, 2009, by and among each of the funds listed on Schedule A attached hereto which may be amended by mutual agreement of the parties in writing ("Funds") Northern Lights Distributors, LLC ("Distributor"), a Nebraska limited liability company, and Pershing LLC ("Clearing Broker"), a Delaware limited liability company.
SECOND AMENDED AND RESTATED FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 21st, 2017 • Tributary Funds, Inc.
THIS SECOND FEE APPORTIONMENT AGREEMENT (the "Agreement") is made as of February 21, 2017, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the "Company"), on behalf of the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Balanced Fund, and the Tributary Growth Opportunities Fund, (each, a "Fund" and collectively, the "Funds"), (2) Tributary Capital Management, LLC, a Colorado limited liability company ("Tributary"), and (3) First National Bank, a national banking association having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154, on behalf of its division, First National Fund Advisers ("FNFA," together with Tributary and the Funds, the "Parties").
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 ADDENDUM TO OPERATING AGREEMENT dated as of May 18, 2009 FundVest Institutional No Transaction Fee SupplementOperating Agreement • July 21st, 2017 • Tributary Funds, Inc.
This Addendum # 1 (this "Addendum") to the Operating Agreement ("Operating Agreement") dated as of May 18, 2009 by and among Pershing LLC ("Clearing Broker"), Northern Lights Distributors, LLC ("Distributor"), and the funds listed on Schedule A thereto is made as of this 15 day of February, 2017 by and among Clearing Broker, Distributor, the Fund(s) listed on Schedule I hereto (each a "Fund" and collectively, "Funds"), and Tributary Capital Management, LLC the investment adviser to each of the Funds (the "Adviser"). This Addendum supplements and is a part of the Operating Agreement with respect to the Funds. Capitalized terms set forth in this Addendum and not otherwise defined herein shall have the meanings set forth in the Operating Agreement.
FEE APPORTIONMENT AGREEMENTFee Apportionment Agreement • July 21st, 2017 • Tributary Funds, Inc.
THIS FEE APPORTIONMENT AGREEMENT (the "Agreement") is made as of May 24, 2016, by and among: (1) Tributary Funds, Inc., a registered open-end management investment company organized as a Nebraska corporation having its principal place of business at 1620 Dodge Street, Omaha, NE 68197 (the "Company"), on behalf of the Tributary Short/Intermediate Bond Fund, the Tributary Small Company Fund, the Tributary Income Fund, the Tributary Balanced Fund, and the Tributary Growth Opportunities Fund, (each, a "Fund" and collectively, the "Funds"), (2) Tributary Capital Management, LLC, a Colorado limited liability company ("Tributary"), and (3) First National Bank, a national banking association having its principal place of business at 14010 FNB Parkway, Omaha, NE 68154, on behalf of its division, First National Fund Advisers ("FNFA," together with Tributary and the Funds, the "Parties").
