REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 14th, 2010 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJuly 14th, 2010 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 12th day of July 2010 by and among National Holdings Corporation, a Delaware corporation (the “Company”), and those individuals signatory hereto (the “Investors”).
NATIONAL HOLDINGS CORPORTATION SECURITIES PURCHASE AGREEMENT DATED AS OF JULY 12, 2010 with respect to CONVERSION OF 5% CONVERTIBLE SUBORDINATED PROMISSORY NOTES INTO CLASS C PREFERED STOCK AND UNIT WARRANTSSecurities Purchase Agreement • July 14th, 2010 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJuly 14th, 2010 Company Industry JurisdictionThis SECURITES PURCHASE AGREEMENT (this “Agreement”), dated as of July 12, 2010, is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”), and the individuals and entities listed on Exhibit A hereto under the heading “Purchasers” (the “Purchasers”) who become parties to this Agreement by executing and delivering (i) a financing signature page in the form attached hereto as Exhibit B (the “Financing Signature Page”) and (ii) a notice of conversion in the form attached to the Notes (as hereinafter defined) (the “Notice of Conversion”).