NOTE PURCHASE AGREEMENTNote Purchase Agreement • December 18th, 2012 • Energy Focus, Inc/De • Electric lighting & wiring equipment • Ohio
Contract Type FiledDecember 18th, 2012 Company Industry JurisdictionNOTE PURCHASE AGREEMENT (the “Agreement”), dated as of __________________, by and between ENERGY FOCUS INC., a Delaware corporation with headquarters located at 32000 Aurora Road, Solon, Ohio 44139 (the “Company”), and the parties listed on the signature page hereto (each a “Buyer” and together the “Buyers”).
ContractConvertible Subordinated Promissory Note • December 18th, 2012 • Energy Focus, Inc/De • Electric lighting & wiring equipment
Contract Type FiledDecember 18th, 2012 Company IndustryTHIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS A REGISTRATION STATEMENT UNDER THE ACT WITH RESPECT TO THIS NOTE HAS BECOME EFFECTIVE OR UNLESS LENDER ESTABLISHES TO THE SATISFACTION OF MAKER THAT AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE.