NATIONAL HOLDINGS CORPORTATION SECURITIES PURCHASE AGREEMENT DATED AS OF January 24, 2013 with respect to SALE OF COMMON STOCKSecurities Purchase Agreement • January 25th, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of January 24, 2013, is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”), and the individuals and entities listed on Exhibit A hereto under the heading “Purchasers” (the “Purchasers”) who become parties to this Agreement by executing and delivering a financing signature page in the form attached hereto as Exhibit B (the “Financing Signature Page”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 25th, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made and entered into as of this 24th day of January, 2013 by and among National Holdings Corporation, a Delaware corporation (the "Company"), and those individuals signatory hereto (the "Investors").
WARRANT EXCHANGE AGREEMENTWarrant Exchange Agreement • January 25th, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
THIS WARRANT EXCHANGE AGREEMENT, dated as of January 24, 2013 (this “Agreement”) is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”), and the undersigned holders of the Company’s warrants (collectively, the “Holders”).
CONVERSION AND EXCHANGE AGREEMENTConversion and Exchange Agreement • January 25th, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
THIS CONVERSION AND EXCHANGE AGREEMENT, dated as of January 24, 2013 (this “Agreement”) is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”), and the undersigned holders of the Company’s Series D Preferred Stock (the “Holders”).
CONVERSION AND EXCHANGE AGREEMENTConversion and Exchange Agreement • January 25th, 2013 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
THIS CONVERSION AND EXCHANGE AGREEMENT, dated as of January 24, 2013 (this “Agreement”) is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”) and National Securities Growth Partners LLC (the “Holder”).
