ESCROW DEPOSIT AGREEMENTEscrow Deposit Agreement • July 1st, 2013 • SANUWAVE Health, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJuly 1st, 2013 Company Industry JurisdictionThis ESCROW DEPOSIT AGREEMENT (this “Agreement”) dated as of this 6th day of June, 2013, by and among SANUWAVE Health, Inc., a Nevada corporation (the “Company”), having an address at 11475 Great Oaks Way, Suite 150, Alpharetta, Georgia 30022, CIM Securities, LLC, a Colorado limited liability company (“Placement Agent”), having an address at 5975 S. Quebec Street, Suite 270, Centennial, CO 80111, and SIGNATURE BANK (the “Escrow Agent”), a New York State chartered bank, having an office at 950 Third Avenue, 9th Floor, New York, NY 10022. All capitalized terms not herein defined shall have the meaning ascribed to them in that certain Prospectus, dated May 30, 2013, as amended or supplemented from time-to-time, including all attachments, schedules and exhibits thereto (the “Prospectus”).
AMENDMENT NO. 2 TO EXCLUSIVE INVESTMENT BANKING AGREEMENTExclusive Investment Banking Agreement • July 1st, 2013 • SANUWAVE Health, Inc. • Surgical & medical instruments & apparatus
Contract Type FiledJuly 1st, 2013 Company IndustryThis Amendment No. 2 to Exclusive Investment Banking Agreement (this “Amendment”), dated as of June 24, 2013, is entered into by and among SANUWAVE Health, Inc., a Nevada corporation (the “Client”), and CIM Securities, LLC, a Colorado limited liability company (the “Banker”)