CARDICA, INC. [●] Shares of Common Stock and [●] Shares of Series A Convertible Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 14th, 2014 • Cardica Inc • Surgical & medical instruments & apparatus • New York
Cardica Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Wedbush Securities Inc. (“Wedbush”) and Craig-Hallum Capital Group LLC (“Craig-Hallum” and, together with Wedbush, the “Underwriters”), for whom Wedbush is acting as representative, an aggregate of [●] shares of its common stock, $0.001 par value per share (the “Common Stock”) and [●] shares of Series A Convertible Preferred Stock, $0.001 par value per share (the “Preferred Stock” and, together with the Common Stock, the “Firm Securities”). In addition, the Company proposes to grant to the Underwriters an option to purchase an additional [●] shares of its Common Stock (the “Optional Securities”) for the purpose of covering over-allotments in connection with the sale of the Firm Securities. The Firm Securities and the Optional Securities which the Underwriters elect to purchase pursuant to Section 2(a) hereof are hereinafter collectively called the “Sec
