WARRANT TO PURCHASE COMMON STOCKGiga Tronics Inc • February 27th, 2015 • Instruments for meas & testing of electricity & elec signals • California
Company FiledFebruary 27th, 2015 Industry JurisdictionTHE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR SECURITIES LAWS OF ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO A REGISTRATION STATEMENT RELATING THERETO IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER SUCH ACT OR SUCH LAWS.
AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT AND INVESTOR RIGHTS AGREEMENTSecurities Purchase Agreement • February 27th, 2015 • Giga Tronics Inc • Instruments for meas & testing of electricity & elec signals
Contract Type FiledFebruary 27th, 2015 Company IndustryThis Amendment No. 1 to Securities Purchase Agreement and Investor Rights Agreement (this “Amendment”) is entered into as of February 23, 2015, by and between Giga-tronics Incorporated, a corporation organized in the State of California (the “Company”), and Alara Capital AVI II, LLC, a Delaware limited liability company (including its successors and assigns, the “Purchaser”).