THALASSA HOLDINGS SA PELAGOS HOLDINGS SA (as Vendors) NEWLEAD TANKER ACQUISITIONS INC (as Purchaser) and NEWLEAD HOLDINGS LTD. (as NewLead) SHARE SALE AND PURCHASE AGREEMENTShare Sale and Purchase Agreement • May 14th, 2015 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 14th, 2015 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • Nevada
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated and effective as of December 31, 2014 (the “Effective Date”), by and between NEWLEAD HOLDINGS LTD., an exempted company incorporated under the laws of Bermuda (the “Company”), and TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands (the “Buyer”).
ContractUnsecured Convertible Note • May 14th, 2015 • NewLead Holdings Ltd. • Deep sea foreign transportation of freight • New York
THIS NOTE AND THE SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), AND ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AS SET FORTH HEREIN. NEITHER THIS NOTE NOR THE SECURITIES ISSUABLE PURSUANT HERETO MAY BE SOLD, TRANSFERRED, OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS UNDER SUCH ACT.
