0001437749-19-001575 Sample Contracts

Hercules Capital, Inc. Restricted Stock Award Agreement
Restricted Stock Award Agreement • January 31st, 2019 • Hercules Capital, Inc.

[__________] (the “Participant”) (i) acknowledges receipt of an award (the “Award”) of restricted stock from Hercules Capital, Inc. (the “Company”) under the 2018 Non-employee Director Plan (the “Plan”), subject to the terms set forth below and in the Plan; (ii) further acknowledges receipt of a copy of the Plan as in effect on the date hereof and the currently effective prospectus relating to such Plan; and (iii) agrees with the Company as follows:

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Hercules Capital, Inc. Amended and Restated 2018 Equity Incentive Plan Restricted Stock Unit Award Agreement
Restricted Stock Unit Award Agreement • January 31st, 2019 • Hercules Capital, Inc.

[__________] (the “Participant”) (i) acknowledges receipt of an award (the “Award”) of restricted stock units from Hercules Capital, Inc. (the “Company”) under the Amended and Restated 2018 Equity Incentive Plan (the “Plan”), subject to the terms set forth below and in the Plan; (ii) further acknowledges receipt of a copy of the Plan as in effect on the date hereof and the currently effective prospectus relating to such Plan; and (iii) agrees with the Company as follows:

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