GIGA-TRONICS INCORPORATED UNDERWRITING AGREEMENT 10,400,000 Shares of Common StockUnderwriting Agreement • November 8th, 2019 • Giga Tronics Inc • Instruments for meas & testing of electricity & elec signals • New York
Giga-tronics Incorporated, a California corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 10,400,000 authorized but unissued shares (the “Firm Shares”) of common stock, no par value per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriter, upon the terms and conditions set forth in Section 4 hereof, up to an additional 1,560,000 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares”. The Shares, the Underwriter Warrants (as defined below) and the Underwriter Warrant Shares (as defined below) are collectively referred to as the “Securities.”
