0001437749-20-004225 Sample Contracts

Amendment to Broker Dealer Services Agreement

Broker Dealer Services Agreement • March 3rd, 2020 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware

• Contract Type
  Broker Dealer Services Agreement
• Filed
  March 3rd, 2020
• Company
  Commonwealth Thoroughbreds LLC
• Industry
  Services-racing, including track operation
• Jurisdiction
  Delaware

This Amendment to Broker Dealer Services Agreement (this “Amendment”), dated as of February 27, 2020 (the “Amendment Date”), is by and between Commonwealth Thoroughbreds, LLC (“Company”) and North Capital Private Securities Corporation (“NCPS”). Capitalized terms used herein and not otherwise defined shall have the meanings as set forth in the Agreement (as defined below).