THIRD AMENDMENT TO SEED CAPITAL ACCELERATOR LOAN AGREEMENT AND SEED CAPITAL LOAN NOTESeed Capital Accelerator Loan Agreement • March 24th, 2020 • Sun BioPharma, Inc. • Pharmaceutical preparations • Florida
Contract Type FiledMarch 24th, 2020 Company Industry JurisdictionThis Third Amendment to Seed Capital Acceleration Loan Agreement and Seed Capital Loan Note (this “Amendment”) is made and entered into as of the date below and effective as of December 16, 2019 (the “Effective Date”) by and between Sun BioPharma, Inc., a Delaware corporation (“Maker”) and Institute for Commercialization of Public Research, Inc. now known as Institute for Commercialization of Florida Technology, Inc. and its wholly owned subsidiary, Florida Technology Seed Capital Fund, LLC (“Lender”).
ContractSeed Capital Loan Note • March 24th, 2020 • Sun BioPharma, Inc. • Pharmaceutical preparations
Contract Type FiledMarch 24th, 2020 Company IndustryTHIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND MAY NOT BE SOLD OR OFFERED FOR SALE UNLESS REGISTERED UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE.
FORM OF FIRST AMENDMENT TO LICENSE AGREEMENT NO. A9672License Agreement • March 24th, 2020 • Sun BioPharma, Inc. • Pharmaceutical preparations
Contract Type FiledMarch 24th, 2020 Company IndustryWHEREAS, the University of Florida Research Foundation, Inc., a not-for-profit corporation duly organized and existing under the laws of the State of Florida and having its principal office at 223 Grinter Hall, Gainesville, Florida 32611 U.S.A. (hereinafter referred to as "UFRF"), and Sun BioPharma, Inc., a Delaware corporation, and having its principal mailing address at 712 Vista Blvd, #305, Waconia, MN 55387, (hereinafter referred to as "Licensee") entered into a License Agreement effective December 22, 2011 (hereinafter "License Agreement");