0001437749-20-007314 Sample Contracts

Amendment to Broker Dealer Services Agreement

Broker Dealer Services Agreement • April 8th, 2020 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware

• Contract Type
  Broker Dealer Services Agreement
• Filed
  April 8th, 2020
• Company
  Commonwealth Thoroughbreds LLC
• Industry
  Services-racing, including track operation
• Jurisdiction
  Delaware

This Amendment to Broker Dealer Services Agreement (this “Amendment”), dated as of March 30, 2020 (the “Amendment Date”), is by and between Commonwealth Thoroughbreds, LLC (“Company”) and North Capital Private Securities Corporation (“NCPS”). Capitalized terms used herein and not otherwise defined shall have the meanings as set forth in the Agreement (as defined below).