AVINGER, INC. UNDERWRITING AGREEMENT 12,600,000 Shares of Common StockUnderwriting Agreement • April 29th, 2020 • Avinger Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledApril 29th, 2020 Company Industry JurisdictionAVINGER, INC., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of 12,600,000 authorized but unissued shares of common stock, par value $0.001 per share, (the “Common Stock”) of the Company (the “Firm Shares”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional 1,890,000 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities”.