RECAPITALIZATION AGREEMENTRecapitalization Agreement • October 6th, 2020 • Nuo Therapeutics, Inc. • Surgical & medical instruments & apparatus • Delaware
This RECAPITALIZATION AGREEMENT (this “Agreement”) dated as of October 5, 2020, is by and among Nuo Therapeutics, Inc., a Delaware corporation (the “Company”), Deerfield Private Design Fund II, L.P. (“DPDF”) and Deerfield PDI Financing II, L.P. (“DPF” and, together with DPDF, the “Deerfield Investors”), and those certain holders of senior secured notes of the Company (the “Secured Notes”) listed on Schedule I (the “Noteholders”); and the Company, the Deerfield Investors, and the Noteholders being collectively referred to as the “Parties.”
