EMPLOYMENT AGREEMENT – WORMANEmployment Agreement • January 11th, 2021 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
THIS EMPLOYMENT AGREEMENT (“Agreement”) is entered into by and between National Holdings Corporation (the “Company”) and Glenn C. Worman (“Executive”), effective as of the “Effective Time” under the Agreement and Plan of Merger dated as of January 10, 2021 by and among the Company, B. Riley Financial, Inc. (“BRF”), and B. Riley Principal Merger Corp. III (the “Merger Agreement”).
Agreement and Plan of MergerMerger Agreement • January 11th, 2021 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
THIS Agreement and Plan of Merger (this “Agreement”), dated as of January 10, 2021, is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”), B. Riley Financial, Inc., a Delaware corporation (“BRF”) and B. Riley Principal Merger Corp. III, a Delaware corporation and wholly owned subsidiary of BRF (“Merger Sub”).
TERMINATION AGREEMENTTermination Agreement • January 11th, 2021 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware
This Termination Agreement (“Termination Agreement”) dated January 10, 2021 is by and between National Holdings Corporation, a Delaware corporation (the “Company”), and B. Riley Financial, Inc., a Delaware corporation (“BRF”) (each a “Party” and collectively, the “Parties”).
