ESCROW AGREEMENT FOR SECURITIES OFFERINGEscrow Agreement • April 13th, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware
THIS ESCROW AGREEMENT, effective as of 4/9/2021, (“Escrow Agreement”), is by, between and among North Capital Private Securities Corporation, a Delaware Corporation and a registered Broker-Dealer, member FINRA and SIPC, located at 623 E. Ft. Union Blvd, Suite 101, Salt Lake City, UT 84047 (“NCPS”) as escrow agent hereunder (“NCPS” or “Escrow Agent”); Dalmore Group, LLC (“Broker”), a New York limited liability company located at 525 Green Place, Woodmere, NY 11598; and Series Country Grammer, a Delaware Series LLC (“Issuer”) located at 1450 N Broadway, Lexington, KY 40505.
Broker-Dealer AgreementBroker-Dealer Agreement • April 13th, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation
This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Commonwealth Thoroughbreds LLC (“Client”), a Delaware Limited Liability Company, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of January 26, 2021 (the “Effective Date”):
AMENDED AND RESTATED ESCROW AGREEMENT FOR SECURITIES OFFERINGEscrow Agreement • April 13th, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware
THIS AMENDED AND RESTATED ESCROW AGREEMENT, effective as of 3/8/2021, (“Escrow Agreement”), is by, between and among North Capital Private Securities Corporation, a Delaware Corporation and a registered Broker-Dealer, member FINRA and SIPC, located at 623 E. Ft. Union Blvd, Suite 101, Salt Lake City, UT 84047 (“NCPS”) as escrow agent hereunder (“NCPS” or “Escrow Agent”); Dalmore Group, LLC (“Broker”), a New York limited liability company located at 525 Green Place, Woodmere, NY 11598; and Commonwealth Thoroughbreds LLC, Series OL2018, a Delaware Series LLC (“Issuer”) located at 1450 North Broadway, Lexington, Kentucky 40505 . This Amended and Restated Escrow Agreement amends and restates in its entirety that certain Escrow Agreement dated as of May 26, 2020, by and between NCPS and Issuer (the “Prior Agreement”).
AMENDMENT TO THE ESCROW AGREEMENTThe Escrow Agreement • April 13th, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation
This Amendment to the Escrow Agreement (this “Amendment”) is entered into as of 4/6/2021 by North Capital Private Securities (“Escrow Agent”), Dalmore Group LLC (“Broker”) and Commonwealth Thoroughbreds LLC, Series OL2018 (“Issuer”). NCPS, Broker, and the Issuer are sometimes referred to herein individually as a “Party” and collectively as the “Parties”.
