ESCROW AGREEMENT FOR SECURITIES OFFERINGEscrow Agreement • September 3rd, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware
THIS ESCROW AGREEMENT, effective as of 8/20/2021, (“Escrow Agreement”), is by, between and among North Capital Private Securities Corporation, a Delaware Corporation and a registered Broker-Dealer, member FINRA and SIPC, located at 623 E. Ft. Union Blvd, Suite 101, Salt Lake City, UT 84047 (“NCPS”) as escrow agent hereunder (“NCPS” or “Escrow Agent”); Dalmore Group, LLC (“Broker”), a New York limited liability company located at 525 Green Place, Woodmere, NY 11598; and Series Winged Foot, a series of Commonwealth Thoroughbreds LLC, a Delaware Series LLC (“Issuer”) located at 6210 Wilshire Blvd., Suite 311, Los Angeles, CA 90048.
ESCROW AGREEMENT FOR SECURITIES OFFERINGEscrow Agreement • September 3rd, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation • Delaware
THIS ESCROW AGREEMENT, effective as of 8/20/2021, (“Escrow Agreement”), is by, between and among North Capital Private Securities Corporation, a Delaware Corporation and a registered Broker-Dealer, member FINRA and SIPC, located at 623 E. Ft. Union Blvd, Suite 101, Salt Lake City, UT 84047 (“NCPS”) as escrow agent hereunder (“NCPS” or “Escrow Agent”); Dalmore Group, LLC (“Broker”), a New York limited liability company located at 525 Green Place, Woodmere, NY 11598; and Series We The People, a series of Commonwealth Thoroughbreds LLC, a Delaware Series LLC (“Issuer”) located at 6210 Wilshire Blvd., Suite 311 Los Angeles, CA 90048
Exhibit We The People Series Designation of Series We The People, a series of Commonwealth Thoroughbreds LLCExhibit • September 3rd, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation
In accordance with the Amended and Restated Limited Liability Company Agreement of Commonwealth Thoroughbreds LLC (the “Company”) dated as of September 27, 2019 (the “LLC Agreement”) and upon the execution of this Exhibit We The People by the Company and Commonwealth Markets, Inc. in its capacity as Managing Member of the Company and Initial Member of Series We The People, a series of Commonwealth Thoroughbreds LLC (“Series We The People”), this exhibit shall be attached to, and deemed incorporated in its entirety into, the LLC Agreement as “Exhibit We The People”.
Exhibit Swing Shift Series Designation of Series Swing Shift, a series of Commonwealth Thoroughbreds LLCExhibit • September 3rd, 2021 • Commonwealth Thoroughbreds LLC • Services-racing, including track operation
In accordance with the Amended and Restated Limited Liability Company Agreement of Commonwealth Thoroughbreds LLC (the “Company”) dated as of September 27, 2019 (the “LLC Agreement”) and upon the execution of this Exhibit Swing Shift by the Company and Commonwealth Markets, Inc. in its capacity as Managing Member of the Company and Initial Member of Series Swing Shift, a series of Commonwealth Thoroughbreds LLC (“Series Swing Shift”), this exhibit shall be attached to, and deemed incorporated in its entirety into, the LLC Agreement as “Exhibit Swing Shift”.
