COMMON STOCK PURCHASE WARRANT LIQTECH INTERNATIONAL, INC.Liqtech International Inc • June 27th, 2022 • Misc industrial & commercial machinery & equipment
THIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, [ ], or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from LIQTECH INTERNATIONAL, INC., a Nevada corporation (the “Company”), up to [ ] ([ ]) shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. Notwithstanding the foregoing, subject to the Company’s compliance with the notice provisions set forth in Section 3(g) hereof, this Warrant will terminate upon the consummation of a Change of Control. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
LIQTECH INTERNATIONAL, INC. NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • June 27th, 2022 • Liqtech International Inc • Misc industrial & commercial machinery & equipment • New York
This NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is entered into as of June 22, 2022 (the “Effective Date”), by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and the investors listed on Schedule A attached hereto (collectively, the “Investors”).
CONFIDENTIALLetter Agreement • June 27th, 2022 • Liqtech International Inc • Misc industrial & commercial machinery & equipment • New York
This letter agreement (the “Agreement”) confirms the agreement between LiqTech International, Inc. (the “Company” or “you”) and Lake Street Capital Markets, LLC (“Lake Street” or “we” or “us”) in connection with the proposed offer and private placement (the “Offering”) by the Company of debt securities of the Company (the “Securities”) to a limited number of accredited institutional, individual, or strategic investors (each an “Investor”) at a price and upon terms satisfactory to the Company. The Offering will be made pursuant to one or more exemptions from registration under the Securities Act of 1933, as amended (the “Securities Act”), and applicable securities laws of states and other jurisdictions (“Blue Sky Laws”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 27th, 2022 • Liqtech International Inc • Misc industrial & commercial machinery & equipment • Nevada
This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 22, 2022 by and among LiqTech International, Inc., a Nevada corporation (the “Company”), and the “Investors” named in that certain Note and Warrant Purchase Agreement by and among the Company and such Investors (the “Purchase Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Purchase Agreement unless otherwise defined herein.
