WARRANT TO PURCHASE COMMON SHARES OF NEPTUNE WELLNESS SOLUTIONS INC.Neptune Wellness Solutions Inc. • November 13th, 2023 • Pharmaceutical preparations • New York
Company FiledNovember 13th, 2023 Industry JurisdictionThis is to Certify That, FOR VALUE RECEIVED, NH Expansion Credit Fund Holdings LP, or its assigns (“Holder”), is entitled to purchase, subject to the provisions of this Warrant, from Neptune Wellness Solutions Inc., a Quebec corporation (the “Company”), 92,495 shares of fully paid, validly issued and nonassessable common shares of the Company (“Common Shares”) at an exercise price of $0.01 per share. The number of shares of Common Shares to be received upon the exercise of this Warrant and the price to be paid for each share of Common Shares may be adjusted from time to time as hereinafter set forth. The shares of Common Shares deliverable upon such exercise, and as adjusted from time to time pursuant to Section (g) hereof or as otherwise provided herein, are hereinafter sometimes referred to as “Warrant Shares” and the exercise price per share of Common Shares acquirable upon exercise hereof as in effect at any time and as adjusted from time to time is hereinafter sometimes referred t
RESTRUCTURING AGREEMENTRestructuring Agreement • November 13th, 2023 • Neptune Wellness Solutions Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledNovember 13th, 2023 Company Industry JurisdictionThis RESTRUCTURING AGREEMENT (this “Agreement”), dated as of November 3, 2023 is entered into by and among NH Expansion Credit Fund Holdings LP (“MSEC”), Neptune Growth Ventures, Inc., a Delaware corporation (“NGV”), Neptune Wellness Solutions Inc., a Quebec corporation (“Neptune”) and Sprout Foods, Inc., a Delaware corporation (the “Company”).