PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 16th, 2024 • Super League Enterprise, Inc. • Services-computer integrated systems design • New York
This Placement Agency Agreement (“Agreement”) sets forth the terms upon which Aegis Capital Corp., a New York corporation (“Aegis” or “Placement Agent”), a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), shall be engaged by Super League Enterprise, Inc., a Delaware corporation (the “Company”) to act as the exclusive placement agent in connection with the private placement (the “Offering”) of shares (the “Shares”) of Series AAA Junior Convertible Preferred Stock, par value $0.001 per share (including all subseries of such stock, the “Series AAA Junior Preferred Stock”). The Offering will consist of a minimum of 1,000 shares ($1,000,000) (the “Minimum Amount”) and up to a maximum of 5,000 Shares ($5,000,000) (“Maximum Amount”) which shall be offered on a “reasonable efforts, all or none” basis as to the Minimum Amount and a “reasonable efforts” basis for all amounts in excess of the Minimum Amount. In the event the Offering is oversubscribed,
