FOURTH WAIVER AND AMENDMENTFourth Waiver and Amendment • August 14th, 2019 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
Contract Type FiledAugust 14th, 2019 Company Industry JurisdictionThis FOURTH WAIVER AND AMENDMENT (this “Waiver”), dated as of August 8, 2019, is entered into among Gain Capital Holdings, Inc., a Delaware corporation (the “Borrower”), certain affiliates of the Borrower named in the signature pages hereto (the “Subsidiary Guarantors”), the Lenders under the Credit Agreement referred to below (the “Lenders”) and Barclays Bank PLC, as administrative agent (in such capacity the “Administrative Agent”) and as collateral agent (in such capacity, the “Collateral Agent”) for the Lenders.