SUBSCRIPTION AGREEMENTSubscription Agreement • August 14th, 2012 • NeoStem, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledAugust 14th, 2012 Company Industry JurisdictionThe undersigned investor (the “Investor”) under the following terms and conditions, offers to subscribe (the “Offer”) for the securities of NeoStem, Inc., a Delaware corporation (the “Company” or “NeoStem”). The Company is offering (the “Offering”) units (“Units”) at a per Unit price equal to the greater of (i) $.40 or (ii) a penny above the closing market price per share of the Company's Common Stock on the date the Investor executes this Subscription Agreement (the “Closing Price”), with each Unit consisting of (a) one share (the “Common Shares”) of common stock, $.001 par value (the “Common Stock”) and (b) one accompanying warrant (each, a “Warrant” and together the “Warrants”) for the purchase of one share of Common Stock (each, a “Warrant Share”) at an exercise price equal to the greater of (i) $.51, subject to adjustment, becoming exercisable six months after the date of issuance and expiring five years from the date of issuance. The form of Warrant is attached hereto as Exhibit