SUBSCRIPTION AGREEMENTSubscription Agreement • August 24th, 2012 • NeoStem, Inc. • Services-misc health & allied services, nec • New York
The undersigned investor (the “Investor”) under the following terms and conditions, offers to subscribe (the “Offer”) for the securities of NeoStem, Inc., a Delaware corporation (the “Company” or “NeoStem”). The Company is offering (the “Offering”) units (“Units”) at a per Unit price equal to $.57 (the “Unit Price”), with each Unit consisting of (a) one share (the “Common Shares”) of common stock, $.001 par value (the “Common Stock”) and (b) one accompanying warrant (each, a “Warrant” and together the “Warrants”) for the purchase of one share of Common Stock (each, a “Warrant Share”) at an exercise price equal to the greater of (i) $.70 or (ii) a penny above the closing price of the Common Stock on the date the Subscription Agreement is executed the investor, subject to adjustment, exercisable after the date of issuance and expiring five years from the date of issuance. The form of Warrant is attached hereto as Exhibit A.
