0001445546-21-002425 Sample Contracts

Fee Offset Agreement

Fee Offset Agreement • May 7th, 2021 • First Trust Exchange-Traded Fund III • Illinois

• Contract Type
  Fee Offset Agreement
• Filed
  May 7th, 2021
• Company
  First Trust Exchange-Traded Fund III
• Jurisdiction
  Illinois

This Fee Offset Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded Fund III, a Massachusetts business trust (the “Trust”), on behalf of First Trust New York Municipal High Income ETF (the “Fund”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of May 11, 2021.

Fee Waiver Agreement

Fee Waiver Agreement • May 7th, 2021 • First Trust Exchange-Traded Fund III • Illinois

• Contract Type
  Fee Waiver Agreement
• Filed
  May 7th, 2021
• Company
  First Trust Exchange-Traded Fund III
• Jurisdiction
  Illinois

This Fee Waiver Agreement (this “Agreement”) is entered into between First Trust Exchange-Traded Fund III, a Massachusetts business trust (the “Trust”), on behalf of First Trust New York Municipal High Income ETF (the “Fund”), and First Trust Advisors L.P., an Illinois limited partnership (“FTA”), as of May 11, 2021.