2,400,000 UNITS EACH UNIT CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK BT BRANDS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2021 • BT Brands, Inc. • Retail-eating places • New York
Contract Type FiledNovember 18th, 2021 Company Industry JurisdictionThe undersigned, BT Brands, Inc., a Wyoming company (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as defined below) as being subsidiaries or affiliates of BT Brands, Inc., if any, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC (“Maxim”) and Joseph Gunnar & Co., LLC (“Gunnar”) are acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each, a “Representative”) on the terms and conditions set forth herein.
WARRANT AGREEMENTWarrant Agreement • November 18th, 2021 • BT Brands, Inc. • Retail-eating places • New York
Contract Type FiledNovember 18th, 2021 Company Industry JurisdictionWARRANT AGREEMENT (this “Warrant Agreement”) dated as of November 16, 2021 (the “Issuance Date”) between BT Brands, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).