CELLULAR DYNAMICS INTERNATIONAL, INC. and ________________________________, as TrusteeIndenture • September 2nd, 2014 • Cellular Dynamics International, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 2nd, 2014 Company Industry JurisdictionTrust Indenture Act Section Indenture Section § 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 § 311 (a) 107 (b) 107 (b)(2) 703(a) § 312 (a) 701, 702(a) (b) 702(b) (c) 702(c) § 313 (a) 703(a) (b) 703(a) (c) 703(a), 703(b) (d) 703(b) § 314 (a) 704 (a)(4) 1004 (b) Not Applicable (c)(1) 102 (c)(2) 102 (c)(3) Not Applicable (d) Not Applicable (e) 102 § 315 (a) 601(a) (b) 602 (c) 601(b) (d) 601(c) (d)(1) 601(c)(1) (d)(2) 601(c)(2) (d)(3) 601(c)(3) (e) 514 § 316 (a) 101 (a)(1)(A) 502, 512 (a)(1)(B) 513 (a)(2) Not Applicable (b) 508 § 317 (a)(1) 503 (a)(2) 504 (b) 1003 § 318 (a) 107
FORM OF WARRANTWarrant Agreement • September 2nd, 2014 • Cellular Dynamics International, Inc. • Biological products, (no disgnostic substances) • Wisconsin
Contract Type FiledSeptember 2nd, 2014 Company Industry JurisdictionTHIS WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on ________________ (the “Termination Date”) but not thereafter, to subscribe for and purchase from Cellular Dynamics International, Inc. a Wisconsin corporation (the “Company”), up to __________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of _________ Stock. The purchase price of one share of _________ Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).