FORM OF CUSTODY AGREEMENTCustody Agreement • December 16th, 2020 • Spinnaker ETF Series • New York
THIS AGREEMENT is made and entered into as of this __ day of December, 2020, by and between SPINNAKER ETF SERIES, a Delaware statutory trust having its principal place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Trust”), and Clear Street, LLC, a Delaware limited liability company and a broker- dealer regulated under the Securities and Exchange Act of 1934, as amended (the “1934 Act”) (the “Custodian”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 16th, 2020 • Spinnaker ETF Series • North Carolina
This Investment Sub-advisory Agreement (“Agreement”) is made and entered into as of December 17, 2019 by and among Spinnaker ETF Series, a Delaware Statutory Trust (the "Trust"), OBP Capital, LLC, a Delaware Limited Liability Company (“Advisor”) and Trajan Wealth, LLC, a Arizona Limited Liability Company (“Sub-Advisor”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 16th, 2020 • Spinnaker ETF Series • North Carolina
THIS INVESTMENT ADVISORY AGREEMENT (“Agreement”) is made and entered into as of the 17th day of December, 2019, by and between SPINNAKER ETF SERIES, a Delaware statutory trust (the “Trust”), on behalf of its series, Trajan Wealth Income Opportunities ETF(the “Fund”), and OBP CAPITAL, LLC, a North Carolina Limited Liability Company (the “Advisor”), located at 116 S Franklin Street, PO Box 69, Rocky Mount, NC 27802.
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 16th, 2020 • Spinnaker ETF Series
THIS EXPENSE LIMITATION AGREEMENT (“Agreement”) is made and entered into effective as this __ day of _____, 2020, by and between SPINNAKER ETF SERIES, a Delaware statutory trust (the “Trust”), on behalf of its series, Trajan Wealth Income Opportunities ETF (the “Fund”), and Trajan Wealth Advisors, LLC, a Arizona limited liability company (the “Sub-advisor”).
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • December 16th, 2020 • Spinnaker ETF Series • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT (the "Agreement") is made and entered into as of June 11, 2019 by and between SPINNAKER ETF SERIES, a Delaware statutory trust (the "Trust"), on behalf of the funds listed on Schedule 1 (the “Funds”) and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company ("Transfer Agent").
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • December 16th, 2020 • Spinnaker ETF Series • North Carolina
THIS AGREEMENT is made and entered into this 1st day of June, 2020 (the “Effective Date”), as amended June 17, 2020, by and between THE NOTTINGHAM COMPANY, a North Carolina corporation, (“TNC”), and SPINNAKER ETF SERIES, a Delaware statutory trust, (“Trust”), on behalf of each of its series included in Appendix A.
FEE WAIVER AGREEMENTFee Waiver Agreement • December 16th, 2020 • Spinnaker ETF Series • Delaware
This FEE WAIVER AGREEMENT (the “Agreement”), effective the 17th day of June, 2020, is entered into by and between OBP Capital, LLC, a Delaware limited liability company, and the Spinnaker ETF Series, a Delaware statutory trust, on behalf of each series of the Trust listed on Schedule A, as amended from time to time (each a “Fund”).
FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTFund Accounting and Administration Service Agreement • December 16th, 2020 • Spinnaker ETF Series
