OFS CAPITAL CORPORATION $25,000,000 6.25% Notes due 2023 UNDERWRITING AGREEMENT September 14, 2020Underwriting Agreement • September 18th, 2020 • OFS Capital Corp • New York
OFS Capital Corporation, a Delaware corporation (the “Company”), OFS Capital Management, LLC, a Delaware limited liability company (the “Advisor”), and OFS Capital Services, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement with each of the Underwriters listed on Schedule I hereto (collectively, the “Underwriters”), for whom Ladenburg Thalmann & Co. Inc. is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of $25,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.25% notes due 2023 (the “Notes”) and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Schedule I hereto, and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 1(b) hereof to purchase all or any part of
FOURTH SUPPLEMENTAL INDENTUREFourth Supplemental Indenture • September 18th, 2020 • OFS Capital Corp • New York
THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of September 18, 2020, is between OFS Capital Corporation, a Delaware corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
