DEALER-MANAGER AGREEMENTDealer-Manager Agreement • November 26th, 2018 • Cemtrex Inc • Measuring & controlling devices, nec • New York
The following will confirm our agreement relating to the proposed subscription rights offering (the “Rights Offering”) to be undertaken by Cemtrex Inc., a Delaware corporation (the “Company”), pursuant to which the Company will distribute to holders of record of its common stock, par value $0.001 per share (the “Common Stock”), and outstanding series 1 warrants (the “Warrants”) subscription rights (the “Rights”) as set forth in the Prospectus Supplement to be filed on or about November 20, 2018 to the Company’s Form S-3 shelf registration statement (File No. 333-218501) first filed with the U.S. Securities and Exchange Commission (the “Commission”) on June 5, 2017, as amended, to subscribe for and purchase shares of Common Stock (the “Rights Shares”), at a subscription price equal to the lesser of (i) $1.06 and (ii) a 95% of the volume weighted average price for our Common Stock for the five (5) trading day period through and including December 19, 2018 (the “Subscription Price”).
