original issue discount Convertible PROMISSORY NOTEAdhera Therapeutics, Inc. • February 11th, 2020 • Pharmaceutical preparations
Company FiledFebruary 11th, 2020 IndustryTHIS ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE is one of a series of duly authorized and validly issued Original Issue Discount Convertible Promissory Notes issued at a 10% original issue discount by Adhera Therapeutics, Inc., a Delaware corporation (the “Company”) (this note, the “Note” and, collectively with the other notes of such series, the “Notes”).
COMMON STOCK PURCHASE WARRANTAdhera Therapeutics, Inc. • February 11th, 2020 • Pharmaceutical preparations
Company FiledFebruary 11th, 2020 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ___________, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth (except as provided for under Section 2), at any time on or after the six month anniversary of the Issuance Date (the “Initial Exercise Date”) and on or prior to the close of business on the fifth year anniversary of the Issuance Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Adhera Therapeutics, Inc., Inc., a Delaware corporation (the “Company”), up to ______ shares of Common Stock (subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant issued pursuant to a Securities Purchase Agreement (the “Purchase Agreement”) entered into as of the Issuance Date between the Company and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 11th, 2020 • Adhera Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 11th, 2020 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of February 5, 2020, between Adhera Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).