PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT Pulmatrix, Inc.Placement Agent Agreement • April 20th, 2020 • Pulmatrix, Inc. • Pharmaceutical preparations
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on April 20, 2022 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Pulmatrix, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain engagement letter, dated as of April 16, 2020, by and between the Company and H.C. Wainwright & Co., LLC.
STRICTLY CONFIDENTIAL Pulmatrix, Inc.Exclusive Agency Agreement • April 20th, 2020 • Pulmatrix, Inc. • Pharmaceutical preparations • New York
