SENIOR SECURED original issue discount Convertible PROMISSORY NOTEAdhera Therapeutics, Inc. • April 23rd, 2021 • Pharmaceutical preparations • New York
Company FiledApril 23rd, 2021 Industry JurisdictionTHIS SENIOR SECURED ORIGINAL ISSUE DISCOUNT CONVERTIBLE PROMISSORY NOTE is a duly authorized and validly issued Senior Secured Original Issue Discount Convertible Promissory Note issued at a 10% original issue discount by Adhera Therapeutics, Inc., a Delaware corporation (the “Company”) (this “Note”).
COMMON STOCK PURCHASE WARRANTAdhera Therapeutics, Inc. • April 23rd, 2021 • Pharmaceutical preparations
Company FiledApril 23rd, 2021 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Pinz Capital Special Opportunities Fund LP, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the fifth year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Adhera Therapeutics, Inc., a Delaware corporation (the “Company”), up to 800,000 shares1 of Common Stock (subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).