PRE-FUNDED COMMON STOCK PURCHASE WARRANT rocketfuel blockchain, Inc.Rocketfuel Blockchain, Inc. • October 27th, 2021 • Services-prepackaged software • New York
Company FiledOctober 27th, 2021 Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from RocketFuel Blockchain, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 27th, 2021 • Rocketfuel Blockchain, Inc. • Services-prepackaged software • New York
Contract Type FiledOctober 27th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of __, 2021, between RocketFuel Blockchain, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT ROCKETFUEL BLOCKCHAIN, Inc.Rocketfuel Blockchain, Inc. • October 27th, 2021 • Services-prepackaged software • New York
Company FiledOctober 27th, 2021 Industry JurisdictionTHIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _______ 1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from RocketFuel Blockchain, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to that certain engagement letter, by and between the Company and H.C. Wainwright & Co., LLC, dated as of July 9, 2021 (as ame