UNDERWRITING AGREEMENTUnderwriting Agreement • January 25th, 2022 • HeartCore Enterprises, Inc. • Services-computer processing & data preparation • New York
Contract Type FiledJanuary 25th, 2022 Company Industry JurisdictionThe undersigned, HeartCore Enterprises, Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with Boustead Securities, LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters, if any, named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
HeartCore Enterprises, Inc. Executive Employment Agreement (Executive Name: Kimio Hosaka) Dated as of [_______], 2022Executive Employment Agreement • January 25th, 2022 • HeartCore Enterprises, Inc. • Services-computer processing & data preparation • Delaware
Contract Type FiledJanuary 25th, 2022 Company Industry JurisdictionThis Executive Employment Agreement (the “Agreement”) dated as of the date first set forth above (the “Effective Date”) is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Kimio Hosaka (the “Executive”). The Company and Executive may collective be referred to as the “Parties” and each individually as a “Party”.
ContractCommon Stock Purchase Warrant • January 25th, 2022 • HeartCore Enterprises, Inc. • Services-computer processing & data preparation • California
Contract Type FiledJanuary 25th, 2022 Company Industry JurisdictionTHE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING [●], 202[●] (THE “EFFECTIVE DATE”) TO ANYONE OTHER THAN (I) BOUSTEAD SECURITIES, LLC OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING FOR WHICH THIS PURCHASE WARRANT WAS ISSUED TO THE UNDERWRITER AS CONSIDERATION (THE “OFFERING”), OR (II) A BONA FIDE OFFICER OR PARTNER OF BOUSTEAD SECURITIES, LLC.
HeartCore Enterprises, Inc. Executive Employment Agreement (Executive Name: Hidekazu Miyata) Dated as of [_______], 2021Employment Agreement • January 25th, 2022 • HeartCore Enterprises, Inc. • Services-computer processing & data preparation • Delaware
Contract Type FiledJanuary 25th, 2022 Company Industry JurisdictionThis Executive Employment Agreement (the “Agreement”) dated as of the date first set forth above (the “Effective Date”) is entered into by and between HeartCore Enterprises, Inc., a Delaware corporation (the “Company”) and Hidekazu Miyata (the “Executive”). The Company and Executive may collective be referred to as the “Parties” and each individually as a “Party”.