Guardion Health Sciences, Inc. Shares of Common Stock (par value $0.001 per share) Equity Distribution AgreementEquity Distribution Agreement • January 28th, 2022 • Guardion Health Sciences, Inc. • Pharmaceutical preparations • New York
Guardion Health Sciences, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC and Roth Capital Partners, LLC (each an “Agent” and collectively, the “Agents”), as co-sales agents, shares of common stock, par value $0.001 per share (“Common Stock”), of the Company on terms set forth herein. The Shares (as defined below) consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company. This Agreement is entered into in connection with that certain engagement letter, dated January 10, 2022 between the Company and the Agents (the “Engagement Letter”).
