CLEAN ENERGY TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 31st, 2023 • Clean Energy Technologies, Inc. • Motors & generators • New York
The undersigned, CLEAN ENERGY TECHNOLOGIES, INC., a corporation incorporated under the laws of the State of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto, for which Craft Capital Management, LLC (“Craft”) and R.F. Lafferty & Co. Inc (“Lafferty”) acting as representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representative”) and Craft also acting as the lead Underwriter, on the terms and conditions set forth herein.
THE REGISTERED HOLDER OF THIS WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR...Clean Energy Technologies, Inc. • January 31st, 2023 • Motors & generators
THIS REPRESENTATIVE WARRANT (this “Warrant”) certifies that, pursuant to that certain Underwriting Agreement by and among Clean Energy Technologies, Inc., a Nevada corporation (the “Company”) and, on behalf of the Underwriters named on Schedule I thereto, Craft Capital Management, LLC and R.F. Lafferty & Co. Inc., as representatives (the “Representatives”), dated _________, 2023 (the “Underwriting Agreement”), __________(“Holder”) and its assignees, as registered holders of this Warrant, is entitled, at any time or from time to time from________, 2023 (the “Exercise Date”), the date that is one hundred eighty (180) days after the commencement of sales of the Offering pursuant to which this Warrant is being issued, and at or before 5:00 p.m., Eastern time, on ___________, 2028 (fifty-four (54) month anniversary of the Exercise Date) (the “Expiration Date”), but not thereafter, to subscribe for, purchase and receive, in whole or in part, up to ____________ shares of Common Stock of the C
