UNDERWRITING AGREEMENT between ALTA GLOBAL GROUP LIMITED and THINKEQUITY LLC as Representative of the Several Underwriters ALTA GLOBAL GROUP LIMITEDUnderwriting Agreement • September 5th, 2024 • Alta Global Group LTD • Services-miscellaneous business services • New York
The undersigned, Alta Global Group Limited, an Australian public company limited by shares (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Alta Global Group Limited, the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC, (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
PRE-FUNDED COMMON STOCK PURCHASE WARRANT ALTA GLOBAL GROUP LIMITEDPre-Funded Common Stock Purchase Warrant • September 5th, 2024 • Alta Global Group LTD • Services-miscellaneous business services • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Issuance Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Alta Global Group Limited, an Australian corporation (the “Company”), up to ______ ordinary shares, no par value (the “Common Stock”), of the Company (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Warrant Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
